From 7e4ec33e095c6923fd13c56a9cf6c4083dbd116d Mon Sep 17 00:00:00 2001 From: "Stephen L. Favor" Date: Mon, 11 Jan 1999 14:45:29 +0000 Subject: Initial revision --- hurd-paper.html | 792 ++++++++++++++++++++++++++++++++++++++++++++++++++++++++ 1 file changed, 792 insertions(+) create mode 100644 hurd-paper.html (limited to 'hurd-paper.html') diff --git a/hurd-paper.html b/hurd-paper.html new file mode 100644 index 00000000..e98e5edf --- /dev/null +++ b/hurd-paper.html @@ -0,0 +1,792 @@ + + + +Towards a New Strategy of OS Design + + + +

Towards a New Strategy of OS Design

(jpeg 10k) +(jpeg 20k) +no gifs due to patent problems +

+This article explains why FSF is developing a new operating system named the +Hurd, which will be a foundation of the whole GNU system. +The Hurd is built +on top of CMU's Mach 3.0 kernel and uses Mach's virtual memory management and +message-passing facilities. +The GNU C Library will provide the Unix system +call interface, and will call the Hurd for needed services it can't provide +itself. +The design and implementation of the Hurd is being lead by Michael +Bushnell, with assistance from Richard Stallman, Roland McGrath, +Jan Brittenson, and others. + +

Part 1: A More Usable Approach to OS Design

+The fundamental purpose of an operating system (OS) is to enable a variety of +programs to share a single computer efficiently and productively. +This +demands memory protection, preemptively scheduled timesharing, coordinated +access to I/O peripherals, and other services. +In addition, an OS can allow +several users to share a computer. +In this case, efficiency demands services +that protect users from harming each other, enable them to share without +prior arrangement, and mediate access to physical devices. +

+On today's computer systems, programmers usually implement these goals +through a large program called the kernel. +Since this program must be +accessible to all user programs, it is the natural place to add functionality +to the system. +Since the only model for process interaction is that of +specific, individual services provided by the kernel, no one creates other +places to add functionality. +As time goes by, more and more is added to the +kernel. +

+A traditional system allows users to add components to a kernel only if they +both understand most of it and have a privileged status within the system. +Testing new components requires a much more painful edit-compile-debug cycle +than testing other programs. +It cannot be done while others are using the +system. +Bugs usually cause fatal system crashes, further disrupting others' +use of the system. +The entire kernel is usually non-pageable. +(There are +systems with pageable kernels, but deciding what can be paged is difficult +and error prone. +Usually the mechanisms are complex, making them difficult +to use even when adding simple extensions.) +

+Because of these restrictions, functionality which properly belongs +behind +the wall of a traditional kernel is usually left out of systems unless it is +absolutely mandatory. +Many good ideas, best done with an open/read/write +interface cannot be implemented because of the problems inherent in the +monolithic nature of a traditional system. +Further, even among those with +the endurance to implement new ideas, only those who are privileged users of +their computers can do so. +The software copyright system darkens the mire by +preventing unlicensed people from even reading the kernel source. +

+Some systems have tried to address these difficulties. +Smalltalk-80 and +the Lisp Machine both represented one method of getting around the problem. +System code is not distinguished from user code; all of the system is +accessible to the user and can be changed as need be. +Both systems were +built around languages that facilitated such easy replacement and extension, +and were moderately successful. +But they both were fairly poor at insulating +users and programs from each other, failing one of the principal goals of OS +design. +

+Most projects that use the Mach 3.0 kernel carry on the hard-to-change +tradition of OS design. +The internal structure is different, but the same +heavy barrier between user and system remains. +The single-servers, while +fairly easy to construct, inherit all the deficiencies of the monolithic +kernels. +

+A multi-server divides the kernel functionality up into logical blocks with +well-defined interfaces. +Properly done, it is easier to make changes and add +functionality. +So most multi-server projects do somewhat better. +Much more +of the system is pageable. +You can debug the system more easily. +You can +test new system components without interfering with other users. +But the +wall between user and system remains; no user can cross it without special +privilege. +

+The GNU Hurd, by contrast, is designed to make the area of +system +code as +limited as possible. +Programs are required to communicate only with a few +essential parts of the kernel; the rest of the system is replaceable +dynamically. +Users can use whatever parts of the remainder of the system +they want, and can easily add components themselves for other users to take +advantage of. +No mutual trust need exist in advance for users to use each +other's services, nor does the system become vulnerable by trusting the +services of arbitrary users. +

+This has been done by identifying those system components which users +must +use in order to communicate with each other. +One of these is responsible for +identifying users' identities and is called the + +authentication server. + +In +order to establish each other's identities, programs must communicate, each +with an authentication server they trust. +Another component establishes +control over system components by the superuser, provides global bookkeeping +operations, and is called the + +process server. + +

+Not all user programs need to communicate with the process server; it is only +necessary for programs which require its services. +Likewise, the +authentication server is only necessary for programs that wish to communicate +their identity to another. +None of the remaining services carry any special +status; not the network implementation, the filesystems, the program +execution mechanism (including setuid), or any others. + +

The Translator Mechanism

+The Hurd uses Mach ports primarily as methods for communicating between users +and servers. +(A Mach port is a communication point on a Mach task where +messages are sent and received.) Each port implements a particular set of +protocols, representing operations that can be undertaken on the underlying +object represented by the port. +Some of the protocols specified by the Hurd +are the I/O protocol, used for generic I/O operations; the file protocol, +used for filesystem operations; the socket protocol, used for network +operations; and the process protocol, used for manipulating processes et al. +

+Most servers are accessed by opening files. +Normally, when you open a file, +you create a port associated with that file that is owned by the server +that owns the directory containing the file. +For example, a disk-based +filesystem will normally serve a large number of ports, each of which +represents an open file or directory. +When a file is opened, the server +creates a new port, associates it with the file, and returns the port to the +calling program. +

+However, a file can have a +translator +associated with it. +In this case, +rather than return its own port which refers to the contents of the file, the +server executes a translator program associated with that file. +This +translator is given a port to the actual contents of the file, and is then +asked to return a port to the original user to complete the open operation. +

+This mechanism is used for +mount +by having a translator associated with +each mount point. +When a program opens the mount point, the translator (in +this case, a program which understands the disk format of the mounted +filesystem) is executed and returns a port to the program. +After the +translator is started, it need not be run again unless it dies; the parent +filesystem retains a port to the translator to use in further requests. +

+The owner of a file can associate a translator with it without special +permission. +This means that any program can be specified as a translator. +Obviously the system will not work properly if the translator does not +implement the file protocol correctly. +However, the Hurd is constructed so +that the worst possible consequence is an interruptible hang. +

+One way to use translators is to access hierarchically structured data using +the file protocol. +For example, all the complexity of the user interface to +the +ftp +program is removed. +Users need only know that a particular +directory represents FTP and can use all the standard file manipulation +commands (e.g +ls +or +cp) +to access the remote system, rather than learning +a new set. +Similarly, a simple translator could ease the complexity of +tar +or +gzip. +(Such transparent access would have some added cost, but it would +be convenient.) + +

Generic Services

+With translators, the filesystem can act as a rendezvous for interfaces which +are not similar to files. +Consider a service which implements some version +of the X protocol, using Mach messages as an underlying transport. +For each +X display, a file can be created with the appropriate program as its +translator. +X clients would open that file. +At that point, few file +operations would be useful (read and write, for example, would be useless), +but new operations ( +XCreateWindow +or +XDrawText) +might become meaningful. +In this case, the filesystem protocol is used only to manipulate +characteristics of the node used for the rendezvous. +The node need not +support I/O operations, though it should reply to any such messages with a +message_not_understood +return code. +

+This translator technique is used to contact most of the services in the Hurd +that are not structured like hierarchical filesystems. +For example, the +password server, which hands out authorization tags in exchange for +passwords, is contacted this way. +Network protocol servers are also +contacted in this fashion. +Roland McGrath thought up this use of translators. + +

Clever Filesystem Pictures

+In the Hurd, translators can also be used to present a filesystem-like view +of another part of the filesystem, with some semantics changed. +For example, +it would be nice to have a filesystem that cannot itself be changed, but +nonetheless records changed versions of its files elsewhere. +(This could be +useful for source code management.) +

+The Hurd will have a translator which creates a directory which is a +conceptual union of other directories, with collision resolution rules of +various sorts. +This can be used to present a single directory to users that +contains all the programs they would want to execute. +There are other useful +variations on this theme. + +

What The User Can Do

+No translator gains extra privilege by virtue of being hooked into the +filesystem. +Translators run with the uid of the owner of the file being +translated, and can only be set or changed by that owner. +The I/O and +filesystem protocols are carefully designed to allow their use by mutually +untrusting clients and servers. +Indeed, translators are just ordinary +programs. +The GNU C library has a variety of facilities to make common sorts +of translators easier to write. +

+Some translators may need special privileges, such as the password server or +translators which allow setuid execution. +These translators could be run by +anyone, but only if they are set on a root-owned node would they be able to +provide all their services successfully. +This is analogous to letting any +user call the +reboot +system call, but only honoring it if that user is root. + +

Why This Is So Different

+What this design provides is completely novel to the Unix world. +Until now, +OSs have kept huge portions of their functionality in the realm of system +code, thus preventing its modification and extension except in extreme need. +Users cannot replace parts of the system in their programs no matter how much +easier that would make their task, and system managers are loath to install +random tweaks off the net into their kernels. +

+In the Hurd, users can change almost all of the things that are decided for +them in advance by traditional systems. +In combination with the tremendous +control given by the Mach kernel over task address spaces and properties, the +Hurd provides a system in which users will, for the first time, be able to +replace parts of the system they dislike, without disrupting other users. +

+Most Mach-based OSs to date have mostly implemented a wider set of the + +same old + +Unix semantics in a new environment. +In contrast, GNU is extending +those semantics to allow users to improve, bypass, or replace them. + + +

Part 2: A Look at Some of the Hurd's Beasts

The Authentication Server

+One of the Hurd's more central servers is the authentication server. +Each +port to this server identifies a user and is associated by this server with +an +id block. +Each id block contains sets of user and group ids. +Either +set may be empty. +This server is not the same as the password server +referred to above. +

+The authentication server exports three services. +First, it provides simple +boolean operations on authentication ports: given two authentication ports, +this server will provide a third port representing the union of the two sets +of uids and gids. +Second, this server allows any user with a uid of zero to +create an arbitrary authentication port. +Finally, this server provides RPCs +(Remote Procedure Calls between different programs and possibly different +hosts) which allow mutually untrusting clients and servers to establish their +identities and pass initial information on each other. +This is crucial to +the security of the filesystem and I/O protocols. +

+Any user could write a program which implements the authentication protocol; +this does not violate the system's security. +When a service needs to +authenticate a user, it communicates with its trusted authentication server. +If that user is using a different authentication server, the transaction will +fail and the server can refuse to communicate further. +Because, in effect, +this forces all programs on the system to use the same authentication server, +we have designed its interface to make any safe operation possible, and to +include no extraneous operations. +(This is why there is a separate password +server.) +

The Process Server

+The process server acts as an information categorization repository. +There +are four main services supported by this server. +First, the process server +keeps track of generic host-level information not handled by the Mach kernel. +For example, the hostname, the hostid, and the system version are maintained +by the process server. +Second, this server maintains the Posix notions of +sessions and process groups, to help out programs that wish to use Posix +features. +

+Third, the process server maintains a one-to-one mapping between Mach tasks +and Hurd processes. +Every task is assigned a pid. +Processes can register a +message port with this server, which can then be given out to any program +which requests it. +This server makes no attempt to keep these message ports +private, so user programs are expected to implement whatever security they +need themselves. +(The GNU C Library provides convenient functions for all +this.) Processes can tell the process server their current `argv' and `envp' +values; this server will then provide, on request, these vectors of arguments +and environment. +This is useful for writing +ps-like +programs and also +makes it easier to hide or change this information. +None of these features +are mandatory. +Programs are free to disregard all of this and never register +themselves with the process server at all. +They will, however, still have a +pid assigned. +

+Finally, the process server implements +process collections, +which are used +to collect a number of process message ports at the same time. +Also, +facilities are provided for converting between pids, process server ports, +and Mach task ports, while ensuring the security of the ports managed. +

+It is important to stress that the process server is optional. +Because of +restrictions in Mach, programs must run as root in order to identify all the +tasks in the system. +But given that, multiple process servers could +co-exist, each with their own clients, giving their own model of the +universe. +Those process server features which do not require root privileges +to be implemented could be done as per-user servers. +The user's hands are +not tied. +

Transparent FTP

+Transparent FTP is an intriguing idea whose time has come. +The popular +ange-ftp +package available for GNU Emacs makes access to FTP files +virtually transparent to all the Emacs file manipulation functions. +Transparent FTP does the same thing, but in a system wide fashion. +This +server is not yet written; the details remain to be fleshed out, and will +doubtless change with experience. +

+In a BSD kernel, a transparent FTP filesystem would be no harder to write +than in the Hurd. +But mention the idea to a BSD kernel hacker, and the +response is that ``such a thing doesn't belong in the kernel''. +In a sense, +this is correct. +It violates all the layering principles of such systems to +place such things in the kernel. +The unfortunate side effect, however, is +that the design methodology (which is based on preventing users from changing +things they don't like) is being used to prevent system designers from making +things better. +(Recent BSD kernels make it possible to write a user program +that provides transparent FTP. +An example is +alex, +but it needs to run +with full root privileges.) +

+In the Hurd, there are no obstacles to doing transparent FTP. +A translator +will be provided for the node +/ftp. +The contents of +/ftp +will probably +not be directly listable, though further subdirectories will be. +There will +be a variety of possible formats. +For example, to access files on uunet, one +could ++cd /ftp/ftp.uu.net:anonymous:mib@gnu. + +Or to access files on a remote +account, one might ++cd /ftp/gnu.org:mib:passwd. + +Parts of this +command could be left out and the transparent FTP program would read them +from a user's +.netrc +file. +In the last case, one might just ++cd /ftp/gnu.org; + +when the rest of the data is already in +.netrc. +

+There is no need to do a +cd +first--use any file command. +To find out about +RFC 1097 (the Telnet Subliminal Message Option), just type ++more /ftp/ftp.uu.net/inet/rfc/rfc1097. + +A copy command to a local disk +could be used if the RFC would be read frequently. +

Filesystems

+Ordinary filesystems are also being implemented. +The initial release of the +Hurd will contain a filesystem upwardly compatible with the BSD 4.4 Fast File +System. +In addition to the ordinary semantics, it will provide means to +record translators, offer thirty-two bit user ids and group ids, and supply a +new id per file, called the +author +of the file, which can be set by the +owner arbitrarily. +In addition, because users in the Hurd can have multiple +uids (or even none), there is an additional set of permission bits providing +access control for + +unknown user + +(no uids) as distinct from + +known but arbitrary user + +(some uids: the existing +world +category of file +permissions). +

+The Network File System protocol will be implemented using 4.4 BSD as a +starting point. +A log-structured filesystem will also be implemented using +the same ideas as in Sprite, but probably not the same format. +A GNU network +file protocol may be designed in time, or NFS may be extended to remove its +deficiencies. +There will also be various ``little'' filesystems, such as the +MS-DOS filesystem, to help people move files between GNU and other OSs. + +

Terminals

+An I/O server will provide the terminal semantics of Posix. +The GNU C +Library has features for keeping track of the controlling terminal and for +arranging to have proper job control signals sent at the proper times, as +well as features for obeying keyboard and hangup signals. +

+Programs will be able to insert a terminal driver into communications +channels in a variety of ways. +Servers like +rlogind +will be able to insert +the terminal protocol onto their network communication port. +Pseudo-terminals will not be necessary, though they will be provided for +backward compatibility with older programs. +No programs in GNU will depend +on them. +

+Nothing about a terminal driver is forced upon users. +A terminal driver +allows a user to get at the underlying communications channel easily, to +bypass itself on an as-needed basis or altogether, or to substitute a +different terminal driver-like program. +In the last case, provided the +alternate program implements the necessary interfaces, it will be used by the +C Library exactly as if it were the ordinary terminal driver. +

+Because of this flexibility, the original terminal driver will not provide +complex line editing features, restricting itself to the behavior found in +Posix and BSD. +In time, there will be a +readline-based +terminal driver, +which will provide complex line-editing features for those users who want +them. +

+The terminal driver will probably not provide good support for the +high-volume, rapid data transmission required by UUCP or SLIP. +Those +programs do not need any of its features. +Instead they will be use the +underlying Mach device ports for terminals, which support moving large +amounts of data efficiently. + +

Executing Programs

+The implementation of the +execve +call is spread across three programs. +The +library marshals the argument and environment vectors. +It then sends a +message to the file server that holds the file to be executed. +The file +server checks execute permissions and makes whatever changes it desires in +the exec call. +For example, if the file is marked setuid and the fileserver +has the ability, it will change the user identification of the new image. +The file server also decides if programs which had access to the old task +should continue to have access to the new task. +If the file server is +augmenting permissions, or executing an unreadable image, then the exec needs +to take place in a new Mach task to maintain security. +

+After deciding the policy associated with the new image, the filesystem calls +the exec server to load the task. +This server, using the BFD (Binary File +Descriptor) library, loads the image. +BFD supports a large number of object +file formats; almost any supported format will be executable. +This server +also handles scripts starting with +#!, +running them through the indicated +program. +

+The standard exec server also looks at the environment of the new image; if +it contains a variable +EXECSERVERS +then it uses the programs specified +there as exec servers instead of the system default. +(This is, of course, +not done for execs that the file server has requested be kept secure.) +

+The new image starts running in the GNU C Library, which sends a message to +the exec server to get the arguments, environment, umask, current directory, +etc. +None of this additional state is special to the file or exec servers; +if programs wish, they can use it in a different manner than the Library. + +

New Processes

+The +fork +call is implemented almost entirely in the GNU C Library. +The new +task is created by Mach kernel calls. +The C Library arranges to have its +image inherited properly. +The new task is registered with the process server +(though this is not mandatory). +The C Library provides vectors of functions +to be called at fork time: one vector to be called before the fork, one after +in the parent, and one after in the child. +(These features should not be +used to replace the normal fork-calling sequence; it is intended for +libraries which need to close ports or clean up before a fork occurs.) +The C +library will implement both fork calls specified by the draft Posix.4a (the +proposed standard dealing with the threads extension to the real-time +extension). +

+Nothing forces the user to create new tasks this way. +If a program wants to +use almost the normal fork, but with some special characteristics, then it +can do so. +Hooks will be provided by the C Library, or the function can even +be completely replaced. +None of this is possible in a traditional Unix +system. + +

Asynchronous Messages

+As mentioned above, the process server maintains a + +message port + +for each +task registered with it. +These ports are public, and are used to send +asynchronous messages to the task. +Signals, for example, are sent to the +message port. +The signal message also provides a port as an indication that +the sender should be trusted to send the signal. +The GNU C Library lists a +variety of ports in a table, each of which identifies a set of signals that +can be sent by anyone who possesses that port. +For example, if the user +possesses the task's kernel port, it is allowed to send any signal. +If the +user possesses a special + +terminal id + +port, it is allowed to send the +keyboard and hangup signals. +Users can add arbitrary new entries into the C +library's signal permissions table. +

+When a process's process group changes, the process server will send it a +message indicating the new process group. +In this case, the process server +proves its authority by providing the task's kernel port. +

+The C library also has messages to add and delete uids currently used by the +process. +If new uids are sent to the program, the library adds them to its +current set, and then exchanges messages with all the I/O servers it knows +about, proving to them its new authorization. +Similarly, a message can +delete uids. +In the latter case, the caller must provide the process's task +port. +(You can't harm a process by giving it extra permission, but you can +harm it by taking permission away.) The Hurd will provide user programs to +send these messages to processes. +For example, the +su +command will be able +to cause all the programs in your current login session, to gain a new uid, +rather than spawn a subshell. +

+The C library will allow programs to add asynchronous messages they wish to +recognize, as well as prevent recognition of the standard set. +

Making It Look Like Unix

+The C Library will implement all of the calls from BSD and Posix as well as +some obvious extensions to them. +This enables users to replace those calls +they dislike or bypass them entirely, whereas in Unix the calls must be used +``as they come'' with no alternatives possible. +

+In some environments binary compatibility will also be supported. +This works +by building a special version of the library which is then loaded somewhere +in the address space of the process. +(For example, on a VAX, it would be +tucked in above the stack.) A feature of Mach, called system call +redirection, is then used to trap Unix system calls and turn them into jumps +into this special version of the library. +(On almost all machines, the cost +of such a redirection is very small; this is a highly optimized path in Mach. +On a 386 it's about two dozen instructions. +This is little worse than a +simple procedure call.) +

+Many features of Unix, such as signal masks and vectors, are handled +completely by the library. +This makes such features significantly cheaper +than in Unix. +It is now reasonable to use +sigblock +extensively to protect +critical sections, rather than seeking out some other, less expensive method. + +

Network Protocols

+The Hurd will have a library that will make it very easy to port 4.4 BSD +protocol stacks into the Hurd. +This will enable operation, virtually for +free, of all the protocols supported by BSD. +Currently, this includes the +CCITT protocols, the TCP/IP protocols, the Xerox NS protocols, and the ISO +protocols. +

+For optimal performance some work would be necessary to take advantage of +Hurd features that provide for very high speed I/O. +For most protocols this +will require some thought, but not too much time. +The Hurd will run the +TCP/IP protocols as efficiently as possible. +

+As an interesting example of the flexibility of the Hurd design, consider the +case of IP trailers, used extensively in BSD for performance. +While the Hurd +will be willing to send and receive trailers, it will gain fairly little +advantage in doing so because there is no requirement that data be copied and +avoiding copies for page-aligned data is irrelevant. + +

+ +Return to GNU's home page. +

+FSF & GNU inquiries & questions to +gnu@gnu.org. +Other ways to contact the FSF. +

+Comments on these web pages to +webmasters@www.gnu.org, +send other questions to +gnu@gnu.org. +

+Verbatim copying and distribution of this entire article is +permitted in any medium, provided this notice is preserved.

+Updated: + +19 Dec 1998 jonas + +

+ + -- cgit v1.2.3